• Series 63 Uniform Securities Agent State Law Exam Series63 Practice Tests

Series 63 Uniform Securities Agent State Law Exam Series63 Practice Tests

$109.75$56.75

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Overview

Exam Edge is offering 48% off on Series 63 Uniform Securities Agent State Law Exam Series63 Practice Tests and droped its price to $56.75 from $109.75.

Highlights:

- State Securities Acts and related rules and regulations - 60%
- Regulation of Investment Advisers, including state registered and federal covered advisers
- Regulation of Investment Adviser Representatives
- Regulation of Broker-dealers (e.g., Definition, Registration, Post-Registration requirements)
- Regulations of Securities and Issuers
- Remedies and Administrative Provisions
- Ethical practices and fiduciary obligations - 40%
- communications with clients and prospects
- compensation
- client funds and securities
- conflicts of interest and other fiduciary issues

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